Carrie Ruark named chief compliance officer at Lokken group

Upon completion of the Series 65 examination in 2019, Carrie Ruark of Lokken Investment Group has advanced to chief compliance officer.

Ruark has been a vital member of the Lokken team since its doors opened in 2008. As chief compliance officer, she will play an essential role in fostering veracity as well as ensuring compliance with securities industry rules and regulations. Compliance officers have a deep understanding of the importance of honesty as they work with investment advisors to help protect investors and market integrity.

Upon completion of the Series 65 examination, Ruark is now a registered investment advisor representative, expanding her role to include rendering investment-related advice and services.

When not in the office, Ruark can be found working in or around her home, as well as spending time with her family and friends.

For more information, call 302-645-6650 or email cruark@lokkeninvest.com.